Evolutionary drivers of encephalization and facial reduction in the genus Homo.
Overview
- University of Tennessee - Knoxville, Department of Anthropology,Knoxville, USA
- DFG Center for Advanced Studies ‘Words, Bones, Genes, Tools: Tracking linguistic, cultural and biological trajectories of the human past’, Eberhard Karls University of Tübingen,Tübingen, Germany
- Paleoanthropology, Institute for Archaeological Sciences, Department of Geosciences, Eberhard Karls University of Tübingen,Tübingen, Germany
- Senckenberg Centre for Human Evolution and Palaeoenvironment, Department of Geosciences, Eberhard Karls University of Tübingen,Tübingen, Germany
- HUMAN ORIGINS—Cluster of Excellence for Integrative Human Origins Studies (EXC 3101), Eberhard Karls University of Tübingen,Tübingen, Germany
Abstract
The evolution of cranial morphology in the genus Homo is marked by increasing encephalization and reduced facial robusticity through time. These changes are often assumed to be the product of directional natural selection for larger brain size, presumed to be associated with greater cognitive abilities, and for decreasing facial size to lower energetic costs, as masticatory demands were reduced through food processing and tool use. Here, we test this hypothesis by exploring the goodness-of-fit of the predictions of six evolutionary processes to the observed cranial morphological variation in Homo. We analyzed comprehensive neurocranial and facial 3D landmark coordinate datasets, grouped into eight Operational Taxonomic Units starting with early Homo and representing two lineages, Homo sapiens and Homo neanderthalensis. Our neurocranial analysis found strongest support for models of neutral evolution (Unbiased Random Walk) and stasis across both lineages. Similarly, the face shows strongest support for models of stasis, strict stasis, and neutral evolution (Unbiased Random Walk). Our findings suggest a limited role for gradual directional selection and underscore the importance of stabilizing selection and constraints in our lineage’s evolution, highlighting the importance of environmental constraints and possibly cultural behaviors as core drivers of human evolution.
Reproduced under the paper's license (CC BY), from the paper cited above.
Code
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HTML and Quarto documents with all code, links to external resources, and results are provided in Supplementary Code 1.
Reproduced under the paper's license (CC BY), from the paper cited above.
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Data
Datasets cited
- zenodo:20049309, at Zenodo; found in DataCite
- zenodo:20049310, at Zenodo; found in DataCite
Data availability
The neurocranial and facial datasets used in this study have been deposited in Zenodo and are available at 10.5281/
Reproduced under the paper's license (CC BY), from the paper cited above.
Versions
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Version 1, 27 September 2026: the first record
Recorded: type, language, journal, volume, issue, pages, dates, 2 authors, 2 keywords, 11 MeSH terms, 4 funders, 39 references.
Cite
This paper
Hubbe, M., & Harvati, K. (2026). Evolutionary drivers of encephalization and facial reduction in the genus Homo. Nature communications, 17(1), 5625. https://
BibTeX
@article{hubbe2026evolut
author = {Hubbe, Mark and Harvati, Katerina},
title = {{Evolutionary drivers of encephalization and facial reduction in the genus Homo}},
journal = {Nature communications},
year = {2026},
month = jul,
volume = {17},
number = {1},
pages = {5625},
publisher = {Nature Publishing Group},
issn = {2041-1723},
doi = {10.1038/
url = {https://
pmid = {42409787},
pmcid = {PMC13338430}
}
RIS
TY - JOUR
AU - Hubbe, Mark
AU - Harvati, Katerina
TI - Evolutionary drivers of encephalization and facial reduction in the genus Homo
T2 - Nature communications
J2 - Nat Commun
PY - 2026
DA - 2026/
VL - 17
IS - 1
SP - 5625
SN - 2041-1723
PB - Nature Publishing Group
DO - 10.1038/
UR - https://
LA - en
ER -
CSL-JSON
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