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Automated Multimodal Sleep Staging Using DWT-Based Wavelet Decomposition and Explainable Machine Learning with Signal Sculpting Topographies.

Overview

Authors: Adnan Sami Sarker1, Kazi Mahatir Mohammed Samir1, Zunayed Khan Shakib2,3, Md Kishor Morol4, Tze Hui Liew5
ORCID iDs: Tze Hui Liew
  1. Department of Electrical and Electronic Engineering, Chittagong University of Engineering and Technology (CUET), Chittagong 4349, Bangladesh; (A.S.S.); (K.M.M.S.)
  2. University Dental College Dhaka, Dhaka 1212, Bangladesh
  3. Khan Dental Clinic, Dhaka 1212, Bangladesh
  4. ELITE Research Lab, Queens, NY 11435, USA
  5. Centre for Intelligent Cloud Computing (CICC), COE of Advanced Cloud, Faculty of Information Science and Technology, Multimedia University, Lama Bukit Beruang, Melaka 75450, Malaysia
Journal: Diagnostics (Basel, Switzerland), volume 16, issue 16, article 2609
Dates: received 6 July 2026; accepted 13 August 2026; published online 17 August 2026
Type: Research article · Language: English
License: CC BY
Identifiers: DOI 10.3390/diagnostics16162609 · PMID 42651012 · PMCID PMC13511945 · OpenAlex W7203630242
Open access: gold, a free copy (OpenAlex)
Status: data only
Categories: EEG (modality), other (modality), methods / tools (subfield)
Methods: Spectral & time-frequency, Statistics, Smoothing, state filtering, decompositions, Machine learning, Complexity, Preprocessing, Evoked potentials, Physiology & signal measures
Keywords: polysomnography, sleep staging, EEG, EOG, EMG, machine learning, SHAP, explainable AI, discrete wavelet transform, entropy, signal sculpting
Topic: EEG and Brain-Computer Interfaces (Cognitive Neuroscience, Neuroscience), according to OpenAlex
Citations: not cited yet (Europe PMC); 40 references in the paper

Abstract

Objectives: Sleep staging from polysomnographic (PSG) recordings is clinically critical for diagnosing sleep-related disorders, yet manual scoring by certified technologists remains time-consuming, costly, and subject to inter-rater variability. Methods: This study presents an automated, explainable, and multimodal framework for five-class sleep stage classification using simultaneously acquired electroencephalography (EEG), electrooculography (EOG), and electromyography (EMG) signals. A total of 1946 annotated 30 s epochs from 30 healthy adult recording sessions (Sleep-EDF Expanded and Sleep Cassette subset) were processed through a 37-dimensional multimodal feature extraction pipeline encompassing temporal amplitude statistics, frequency-domain spectral band powers, nonlinear entropy and complexity measures, and Daubechies-4 discrete wavelet transform (DWT) energy coefficients. Four classical machine learning classifiers -Random Forest (RF), Support Vector Machine with radial basis function kernel (SVM-RBF), Gradient Boosting (GB), and K-Nearest Neighbours (KNN, k = 7) were benchmarked under stratified five-fold cross-validation. Results: SVM-RBF achieved the highest macro-averaged F1-score of 0.7322 (Cohen’s kappa 0.6784, overall accuracy 75.18%). N3 deep slow-wave sleep achieved the highest per-class F1 of 0.879, while N1 light sleep was the most challenging (F1 = 0.668). SHapley Additive exPlanations (SHAP) and RF mean decrease in Gini impurity (MDGI) analysis jointly identified EMG root mean square amplitude (MDGI = 0.0805), gamma band power (0.0784), and permutation entropy (0.0434) as the three most discriminative features. As a novel methodological contribution, sixteen categories of signal sculpting visualisations were developed, translating abstract multivariate features into clinically interpretable graphical representations. Conclusions: The proposed framework achieves substantial kappa agreement approaching the lower bound of expert inter-rater reliability (0.76–0.82) while providing full model transparency, with direct implications for wearable sleep monitoring device design.

Reproduced under the paper's license (CC BY), from the paper cited above.

Code

The paper links to its data, not to its authors' code: see the Data section.

The paper's code and data availability statement is in the Data section.

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Data

Datasets cited

Data Availability Statement

The Sleep-EDF Expanded dataset is publicly available at https://physionet.org/content/sleep-edfx/ (accessed in 15 March 2026) [10]. Analysis code will be deposited in a public repository upon manuscript acceptance. The fixed random seed (random_state = 42), the complete hyperparameter search grids and selected values (Supplementary Table S1), and the class definitions required to reproduce every reported result are provided in the Supplementary Materials, so that the SVM-RBF and Gradient Boosting configurations can be independently verified.

Reproduced under the paper's license (CC BY), from the paper cited above.

Versions

The history of this record: each version stored by the harvester or made by a correction of its authors or of the maintainers of its code, and what changed in its facts. The texts of the paper (its abstract, its availability statements) are not part of it; versions that changed only those are not listed.

Version 1, 27 September 2026: the first record

Recorded: type, language, journal, volume, issue, pages, dates, 5 authors, 11 keywords, 37 references.

Cite

This paper

Sarker, A. S., Samir, K. M. M., Shakib, Z. K., Morol, M. K., & Liew, T. H. (2026). Automated Multimodal Sleep Staging Using DWT-Based Wavelet Decomposition and Explainable Machine Learning with Signal Sculpting Topographies. Diagnostics (Basel, Switzerland), 16(16), 2609. https://doi.org/10.3390/diagnostics16162609

BibTeX

@article{sarker2026automated,
author = {Sarker, Adnan Sami and Samir, Kazi Mahatir Mohammed and Shakib, Zunayed Khan and Morol, Md Kishor and Liew, Tze Hui},
title = {{Automated Multimodal Sleep Staging Using DWT-Based Wavelet Decomposition and Explainable Machine Learning with Signal Sculpting Topographies}},
journal = {Diagnostics (Basel, Switzerland)},
year = {2026},
month = aug,
volume = {16},
number = {16},
pages = {2609},
publisher = {Multidisciplinary Digital Publishing Institute (MDPI)},
issn = {2075-4418},
doi = {10.3390/diagnostics16162609},
url = {https://doi.org/10.3390/diagnostics16162609},
pmid = {42651012},
pmcid = {PMC13511945}
}

RIS

TY - JOUR
AU - Sarker, Adnan Sami
AU - Samir, Kazi Mahatir Mohammed
AU - Shakib, Zunayed Khan
AU - Morol, Md Kishor
AU - Liew, Tze Hui
TI - Automated Multimodal Sleep Staging Using DWT-Based Wavelet Decomposition and Explainable Machine Learning with Signal Sculpting Topographies
T2 - Diagnostics (Basel, Switzerland)
J2 - Diagnostics (Basel)
PY - 2026
DA - 2026/08/17
VL - 16
IS - 16
SP - 2609
SN - 2075-4418
PB - Multidisciplinary Digital Publishing Institute (MDPI)
DO - 10.3390/diagnostics16162609
UR - https://doi.org/10.3390/diagnostics16162609
LA - en
ER -

CSL-JSON

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